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Unsere Ressourcen

Erkunden Sie unsere Seite „Ressourcen“, um nützliche Einblicke zu erhalten, mit denen Sie Ihr tägliches Geschäft im Bereich der Einhaltung gesetzlicher Vorschriften verbessern können.

Laden Sie wichtige Dokumente herunter, die Ihr betriebliches Wissen stärken und in der dynamischen Landschaft der Finanzvorschriften die Nase vorn haben.

Spickzettel

Überblick über die Sanktionen

Cheat sheet on information classification

Cheat Sheet Offering vs Advertising in Switzerland

"Opting in" or "Opting out"?

SECO (Switzerland) - Regular updates on sanctions lists (link to SECO)

Cheat Sheets on Sanctions (Europe & Switzerland)

White papers

Alles über Governance, Compliance, Vorschriften & Risikomanagement

Economist Impact report: The future with AI across industries

FATF Report (October 2023): Crowdfunding for Terrorism Financing (in English)

AMC Advisory White paper Reg audit - Auditors' expectations

AMC Advisory White paper Reg audit - How is AML audited?

Nützliche Links

Ressourcen durchstöbern

FATF " Black and grey lists" (link to page)

Guidelines from the Asset Management Association (link to the page)

FINMA useful forms

Switzerland - AML Related laws

Switzerland - Regulatory framework

SECO (Switzerland) - Regular updates on sanctions lists (link to SECO)

List of authorized Self-regulatory organisations (SROs) by FINMA (link to FINMA page)

ExpertSuisse - Audit prudentiel Rec 70 (FR only)

List of Swiss Ombudsman (link to FINMA page)

Bücher &  Fachartikel

Wertvolle Einsichten

AMC Advisory article: Time to align expectations on Outsourced Compliance! (in English)

ACFE: Report to the Nations on Occupational Fraud (2022, English)

AMC Advisory article: Leveraging compliance monitoring programs for successful ISO audits (in English)

"The Laundry Man" (Kenneth Rijock): Discover the lawyer-turned-money-launderer larger-than-life story

Buch über den Untergang der Riggs Bank (David Caruso)

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